Logo, Law Office of Thomas V. Sjoblom - Defense Attorney
Logo, Law Office of Thomas V. Sjoblom - Defense Attorney

—— WHISTLEBLOWER CLAIMS ——


The SEC and CFTC have awarded more than $860 million in awards to whistleblowers since issuing their first award in 2012 and
2014, respectively. As experienced securities litigators and SEC Enforcement attorneys, The Law Office of Thomas V. Sjoblom, PLLC is
uniquely positioned to represent and provide critical guidance to whistleblowers to obtain and maximize an award.

Under the SEC and CFTC’s whistleblower programs, a person may be eligible for an award when they voluntarily provide the SEC/
CFTC with original, timely, and credible information that leads to a successful enforcement action. Several violations that may lead to
eligibility of a whistleblower award include:

- Securities and investment fraud
- Insider trading
- Accounting fraud
- Cryptocurrency fraud
- False or misleading statements, especially SEC periodic reports (10-K, 10-Q, 8-K)
- Unregistered broker-dealers
- Foreign bribery
- Violations of the Foreign Corrupt Practices Act
- Ponzi schemes
- Pump-and-dump schemes
- Inadequate internal controls
- Investment advisor fraud

If you have original information regarding securities law violations that you would like to report, contact us for a free consultation
today.