Logo, Law Office of Thomas V. Sjoblom - Defense Attorney
Logo, Law Office of Thomas V. Sjoblom - Defense Attorney

—— ABOUT US ——

The Law Office of Thomas V. Sjoblom, PLLC is a highly specialized securities law firm with over 40 years of experience defending SEC, CFTC, and FINRA enforcement proceedings, complex securities litigation, and providing white-collar criminal defense to individuals and corporations throughout the nation and globally. With a founding attorney that was the SEC Assistant Chief Litigation Counsel, Special Assistant United States Attorney in three judicial districts, and the co-chair and chair of the Securities Litigation and Enforcement Practice Groups at two international law firms, we advise clients based on a combination of extensive legal knowledge and a deep understanding of the securities laws, as well as governmental and regulatory civil and criminal processes.

Our practice covers every aspect of securities enforcement and litigation, including:

- Broker/Dealer misconduct
- Underwriter Stabilization Practices (Greenshoe)
- Securities and investment fraud
- Market manipulation
- Ponzi schemes
- Pump-and-dump schemes
- Misrepresentations and omissions of material facts in offering documents
- Breach of fiduciary duties owed to investors
- Misrepresentation of financial results
- Insider trading
- Front-running
- Unauthorized stock trading
- Cryptocurrency fraud
- Unregistered broker-dealers
- Foreign bribery
- Violations of the Foreign Corrupt Practices Act
- Inadequate internal controls
- Investment advisor fraud
- SEC, CFTC, and FINRA enforcement actions
- SOX certifications
- White-collar criminal defense

In addition, we are well-positioned to represent Certified Financial Planners in proceedings brought by the enforcement body of the Certified Financial Planning Board (CFP Board).

For strategic and aggressive representation by a law firm with substantial experience in complex securities litigation, white-collar criminal defense, and enforcement matters, call 703-777-5971 or send us a message online.