Mission Statement
This office focuses on both international and domestic business as well as individual clients. It assists international and domestic business in managing complex litigation, navigating governmental investigations and strategizing global litigation. In addition, I represent officers and directors of publicly traded and privately held companies, financial institutions (including banks, brokers, dealers, investment advisors, investment companies, and hedge funds); lawyers (both in-house and outside counsel); and, accountants. I represent them in nearly every stage of civil and parallel criminal investigations and proceedings before the United States Securities and Exchange Commission, the Commodities Futures Trading Commission, the United States Department of Justice, State Attorney Generals, state securities commissions, FINRA, and the New York Stock Exchange. Further, this office will assist individuals who have been the subject of arbitrary, capricious, or unfair proceedings whether by a governmental agency, a quasi-governmental agency, an institution, or a corporation.